Franklin’s Western Asset Management settles SEC case for $100m
The SEC said the fixed income group had “failed to take reasonable steps to detect and prevent this conduct by its former co-CIO”.
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The SEC said the fixed income group had “failed to take reasonable steps to detect and prevent this conduct by its former co-CIO”.
Every part of the financial services sector – banks, asset managers, insurers, speciality service providers – accepts that finding the…
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